Form 8.5 (EPT/NON-RI) - Qualcomm INC.


    09 May 2025 11:47:56
  • Source: Sharecast
RNS Number : 1062I
Goldman Sachs & Co. LLC
09 May 2025
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

GOLDMAN SACHS & CO. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

QUALCOMM INCORPORATED

(c) Name of the party to the offer with which exempt principal trader is connected:

ALPHAWAVE IP GROUP PLC

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

08 May 2025

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.0001 common

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,193,153.682

0.10

34,687.682

0.00

(2) Cash-settled derivatives:

1,998,067

0.18

241,678

0.02

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

230,299

0.02

509,626

0.04

 

     TOTAL:

3,421,519.682

0.31

785,991.682

0.07

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 common

Purchases

558,530

162.1513 USD

143.9300 USD

USD 0.0001 common

Sales

400,561

199.9851 USD

143.9750 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.0001 common

CFD

Increasing a long position

7

144.9972 USD

USD 0.0001 common

CFD

Increasing a long position

299

144.9983 USD

USD 0.0001 common

CFD

Increasing a long position

625

144.9983 USD

USD 0.0001 common

CFD

Reducing a short position

427

145.0935 USD

USD 0.0001 common

CFD

Reducing a long position

130,296

145.1000 USD

USD 0.0001 common

CFD

Reducing a long position

66

145.1010 USD

USD 0.0001 common

CFD

Opening a long position

352

145.1013 USD

USD 0.0001 common

CFD

Reducing a short position

3,252

145.1013 USD

USD 0.0001 common

CFD

Reducing a short position

947

145.1013 USD

USD 0.0001 common

CFD

Increasing a long position

132

145.1458 USD

USD 0.0001 common

CFD

Increasing a long position

277

145.1458 USD

USD 0.0001 common

CFD

Reducing a long position

247

145.7010 USD

USD 0.0001 common

CFD

Reducing a short position

721

145.7233 USD

USD 0.0001 common

CFD

Reducing a short position

1,178

145.7233 USD

USD 0.0001 common

CFD

Reducing a long position

5,845

145.7336 USD

USD 0.0001 common

CFD

Increasing a short position

133

145.7474 USD

USD 0.0001 common

CFD

Increasing a short position

196

145.7474 USD

USD 0.0001 common

CFD

Reducing a long position

681

145.7857 USD

USD 0.0001 common

CFD

Increasing a short position

2

145.9654 USD

USD 0.0001 common

CFD

Increasing a short position

100

145.9654 USD

USD 0.0001 common

CFD

Opening a long position

122

146.3350 USD

USD 0.0001 common

CFD

Increasing a long position

94

146.5971 USD

USD 0.0001 common

CFD

Increasing a long position

11

146.9140 USD

USD 0.0001 common

CFD

Increasing a long position

5

147.1638 USD

USD 0.0001 common

SWAP

Increasing a short position

37

144.0984 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.3900 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

4 (400)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.3700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

8 (800)

130.0000 USD

AMERICAN

18/06/2026

13.3400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

5 (500)

130.0000 USD

AMERICAN

18/06/2026

13.3300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

30 (3,000)

130.0000 USD

AMERICAN

18/06/2026

13.3400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

4 (400)

130.0000 USD

AMERICAN

18/06/2026

13.2400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

10 (1,000)

130.0000 USD

AMERICAN

18/06/2026

13.2400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.1500 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.2400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.3000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.1800 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.3100 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

6 (600)

130.0000 USD

AMERICAN

18/06/2026

13.2400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.3700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.4000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

8 (800)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.1200 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

12.9900 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.3800 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.2100 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.1200 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.4000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.3000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.1800 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

13 (1,300)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

8 (800)

130.0000 USD

AMERICAN

18/06/2026

13.3200 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.2100 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

4 (400)

130.0000 USD

AMERICAN

18/06/2026

13.4000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.3400 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0700 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0300 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

6 (600)

130.0000 USD

AMERICAN

18/06/2026

13.3100 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

2 (200)

130.0000 USD

AMERICAN

18/06/2026

13.0500 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.1800 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

3 (300)

130.0000 USD

AMERICAN

18/06/2026

13.3000 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.1200 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

5 (500)

130.0000 USD

AMERICAN

18/06/2026

13.3100 USD

USD 0.0001 common

Put Option / (1.00 : 100.00)

Selling

1 (100)

130.0000 USD

AMERICAN

18/06/2026

13.0400 USD

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

09 May 2025

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO 

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

     Full name of person making disclosure:

GOLDMAN SACHS & CO. LLC

     Name of offeror/offeree in relation to whose relevant securities disclosure relates:

QUALCOMM INCORPORATED

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.0001 common

Call Option

Purchased

2,000

270.0000 USD

AMER

20/06/2025

USD 0.0001 common

Call Option

Purchased

2,700

160.0000 USD

AMER

15/08/2025

USD 0.0001 common

Call Option

Purchased

4,700

145.0000 USD

AMER

18/07/2025

USD 0.0001 common

Call Option

Sold

5,000

160.0000 USD

AMER

16/01/2026

USD 0.0001 common

Call Option

Purchased

5,000

165.0000 USD

AMER

17/10/2025

USD 0.0001 common

Call Option

Purchased

8,600

160.0000 USD

AMER

19/09/2025

USD 0.0001 common

Call Option

Purchased

12,500

175.0000 USD

AMER

20/06/2025

USD 0.0001 common

Call Option

Purchased

17,500

175.0000 USD

AMER

17/10/2025

USD 0.0001 common

Call Option

Sold

75,000

140.0000 USD

EURO

16/05/2025

USD 0.0001 common

NA

Purchased

39

148.6258 USD

EURO

28/05/2025

USD 0.0001 common

NA

Sold

48

146.2827 USD

EURO

13/05/2025

USD 0.0001 common

NA

Sold

90

131.4773 USD

EURO

18/08/2026

USD 0.0001 common

NA

Sold

540

145.9600 USD

EURO

28/07/2025

USD 0.0001 common

NA

Sold

578

182.0867 USD

EURO

06/07/2026

USD 0.0001 common

NA

Sold

580

199.9851 USD

EURO

20/06/2025

USD 0.0001 common

NA

Sold

960

145.5553 USD

EURO

03/09/2025

USD 0.0001 common

NA

Sold

2,584

144.5683 USD

EURO

29/01/2026

USD 0.0001 common

NA

Sold

4,416

123.6775 USD

EURO

24/04/2026

USD 0.0001 common

NA

Sold

6,000

144.0684 USD

EURO

25/07/2025

USD 0.0001 common

NA

Purchased

6,900

162.1513 USD

EURO

09/04/2026

USD 0.0001 common

NA

Sold

12,730

142.7849 USD

EURO

14/08/2026

USD 0.0001 common

Put Option

Sold

660

130.9000 USD

EURO

04/03/2026

USD 0.0001 common

Put Option

Purchased

3,000

160.0000 USD

AMER

20/06/2025

USD 0.0001 common

Put Option

Purchased

5,000

125.0000 USD

AMER

17/10/2025

USD 0.0001 common

Put Option

Purchased

5,000

130.0000 USD

AMER

19/09/2025

USD 0.0001 common

Put Option

Sold

5,000

160.0000 USD

AMER

16/01/2026

USD 0.0001 common

Put Option

Purchased

5,400

145.0000 USD

AMER

19/09/2025

USD 0.0001 common

Put Option

Sold

5,900

175.0000 USD

AMER

20/06/2025

USD 0.0001 common

Put Option

Purchased

8,100

130.0000 USD

AMER

15/08/2025

USD 0.0001 common

Put Option

Purchased

9,400

125.0000 USD

AMER

18/07/2025

USD 0.0001 common

Put Option

Sold

12,500

160.0000 USD

AMER

18/07/2025

USD 0.0001 common

Put Option

Purchased

17,500

135.0000 USD

AMER

20/06/2025

USD 0.0001 common

Put Option

Sold

18,500

131.0000 USD

AMER

19/12/2025

USD 0.0001 common

Put Option

Sold

19,300

130.0000 USD

AMER

18/06/2026

USD 0.0001 common

Put Option

Purchased

20,000

130.0000 USD

AMER

16/01/2026

USD 0.0001 common

Put Option

Sold

21,600

130.0000 USD

AMER

20/06/2025

USD 0.0001 common

Put Option

Purchased

28,300

95.0000 USD

AMER

16/01/2026

USD 0.0001 common

Put Option

Sold

39,400

135.0000 USD

AMER

16/01/2026

USD 0.0001 common

Put Option

Purchased

44,400

130.0000 USD

AMER

18/06/2026

USD 0.0001 common

Put Option

Sold

47,500

155.0000 USD

AMER

19/09/2025

USD 0.0001 common

Put Option

Purchased

75,000

140.0000 USD

EURO

16/05/2025

USD 0.0001 common

Put Option

Purchased

180,000

105.0000 USD

AMER

16/01/2026

 

 

3.         AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully understood:


 

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.

 

 The currency of all pieces and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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