Halifax – Rns news

Source: Sharecast

RNS Number : 8679M

Barclays PLC

13 June 2025

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 4271M published at 12:02 on 11/06/2025, changes made to section 2A,3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			10 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES: Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				13,035,844	1.68%	12,724,363	1.67%
(2) Cash-settled derivatives:				10,857,998	1.42%	10,682,211	1.40%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,893,842	3.10%	23,406,574	3.07%

Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
1p ordinary	Purchase	4681102	1.7984 GBP	1.7508 GBP
1p ordinary	Sale	2748602	1.7910 GBP	1.7390 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
1p ordinary	SWAP	Opening Short	94,300	1.8008 USD
1p ordinary	SWAP	Increasing Long	46,543	1.7390 GBP
1p ordinary	SWAP	Increasing Long	38,400	1.7737 GBP
1p ordinary	SWAP	Increasing Long	1,000	1.7750 GBP
1p ordinary	SWAP	Increasing Long	10,876	1.7752 GBP
1p ordinary	SWAP	Increasing Long	1,000	1.7760 GBP
1p ordinary	SWAP	Increasing Long	18,975	1.7810 USD
1p ordinary	SWAP	Increasing Long	40,475	1.7813 GBP
1p ordinary	SWAP	Increasing Long	5,596	1.7829 GBP
1p ordinary	SWAP	Increasing Long	43,495	1.7830 GBP
1p ordinary	SWAP	Increasing Long	166,744	1.7834 GBP
1p ordinary	SWAP	Increasing Long	13,708	1.7846 GBP
1p ordinary	SWAP	Increasing Long	31,575	1.7860 GBP
1p ordinary	SWAP	Increasing Long	35	1.7862 GBP
1p ordinary	SWAP	Increasing Long	79,099	1.7878 GBP
1p ordinary	SWAP	Increasing Long	19,200	1.7879 GBP
1p ordinary	SWAP	Increasing Long	21,056	1.7887 GBP
1p ordinary	SWAP	Increasing Long	809,475	1.7895 GBP
1p ordinary	SWAP	Increasing Long	19,200	1.7899 GBP
1p ordinary	SWAP	Decreasing Long	41,000	1.7390 USD
1p ordinary	SWAP	Decreasing Long	2,293	1.7508 GBP
1p ordinary	SWAP	Decreasing Long	38,400	1.7748 GBP
1p ordinary	SWAP	Decreasing Long	2,086	1.7822 GBP
1p ordinary	SWAP	Decreasing Long	4,894	1.7827 GBP
1p ordinary	SWAP	Decreasing Long	43,328	1.7830 GBP
1p ordinary	SWAP	Decreasing Long	10,010	1.7856 GBP
1p ordinary	SWAP	Decreasing Long	58,279	1.7864 GBP
1p ordinary	SWAP	Decreasing Long	43,129	1.7865 GBP
1p ordinary	SWAP	Decreasing Long	38,000	1.7874 USD
1p ordinary	SWAP	Decreasing Long	141,563	1.7875 GBP
1p ordinary	SWAP	Decreasing Long	232,887	1.7878 GBP
1p ordinary	SWAP	Decreasing Long	18,482	1.7879 GBP
1p ordinary	SWAP	Decreasing Long	370,323	1.7880 GBP
1p ordinary	SWAP	Decreasing Long	165	1.7891 GBP
1p ordinary	SWAP	Decreasing Long	4,156	1.7894 GBP
1p ordinary	SWAP	Decreasing Long	1,336	1.7900 GBP
1p ordinary	SWAP	Decreasing Long	3,388	1.7913 GBP
1p ordinary	SWAP	Decreasing Long	200,000	1.8001 USD
1p ordinary	SWAP	Opening Short	5,541,798	1.8186 USD
1p ordinary	SWAP	Increasing Short	38,400	1.8226 GBP
1p ordinary	CFD	Decreasing Long	30,161	1.7674 GBP
1p ordinary	CFD	Opening Short	53,472	1.7697 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOFLFSRRLIVLIE

Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC.

Compare our accounts