Halifax – Rns news

Source: Sharecast

RNS Number : 8692M

Barclays PLC

13 June 2025

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 6155M published at 11:48 on 12/06/2025, changes made to section 2A,3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			11 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES: Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				14,540,536	1.90%	11,052,075	1.45%
(2) Cash-settled derivatives:				9,192,882	1.20%	14,194,112	1.86%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,733,418	3.11%	25,246,187	3.31%

Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
1p ordinary	Purchase	4795844	1.8229 GBP	1.7850 GBP
1p ordinary	Sale	1618864	1.8160 GBP	1.7495 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
1p ordinary	SWAP	Increasing Short	57,500	1.7850 USD
1p ordinary	SWAP	Increasing Short	23,000	1.8229 USD
1p ordinary	SWAP	Increasing Long	115,200	1.7495 GBP
1p ordinary	SWAP	Increasing Long	110	1.7995 GBP
1p ordinary	SWAP	Increasing Long	113	1.8037 GBP
1p ordinary	SWAP	Increasing Long	7,538	1.8039 GBP
1p ordinary	SWAP	Increasing Long	284,194	1.8040 GBP
1p ordinary	SWAP	Increasing Long	39,266	1.8050 GBP
1p ordinary	SWAP	Increasing Long	123,456	1.8060 GBP
1p ordinary	SWAP	Increasing Long	91,300	1.8061 GBP
1p ordinary	SWAP	Increasing Long	16,566	1.8065 GBP
1p ordinary	SWAP	Increasing Long	2,241	1.8068 GBP
1p ordinary	SWAP	Increasing Long	25,927	1.8083 GBP
1p ordinary	SWAP	Increasing Long	250,000	1.8090 GBP
1p ordinary	SWAP	Increasing Long	3,839	1.8100 GBP
1p ordinary	SWAP	Increasing Long	14,937	1.8122 GBP
1p ordinary	SWAP	Increasing Long	15,196	1.8128 GBP
1p ordinary	SWAP	Increasing Long	25,000	1.8156 USD
1p ordinary	SWAP	Opening Short	2,000,000	1.7854 USD
1p ordinary	SWAP	Increasing Short	185,000	1.7907 USD
1p ordinary	SWAP	Increasing Short	37,222	1.7917 GBP
1p ordinary	SWAP	Increasing Short	38,400	1.7952 GBP
1p ordinary	SWAP	Increasing Short	19,200	1.7962 GBP
1p ordinary	SWAP	Increasing Short	15,000	1.7984 USD
1p ordinary	SWAP	Increasing Short	19,200	1.7994 GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8002 GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8003 GBP
1p ordinary	SWAP	Increasing Short	57,600	1.8021 GBP
1p ordinary	SWAP	Increasing Short	45,821	1.8037 GBP
1p ordinary	SWAP	Increasing Short	232,910	1.8040 GBP
1p ordinary	SWAP	Increasing Short	23,691	1.8041 GBP
1p ordinary	SWAP	Increasing Short	429,535	1.8046 GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8048 GBP
1p ordinary	SWAP	Increasing Short	19,200	1.8053 GBP
1p ordinary	SWAP	Increasing Short	140,953	1.8055 GBP
1p ordinary	SWAP	Increasing Short	391,323	1.8059 GBP
1p ordinary	SWAP	Increasing Short	1,071	1.8070 GBP
1p ordinary	SWAP	Increasing Short	198,692	1.8077 GBP
1p ordinary	SWAP	Increasing Short	164,204	1.8078 GBP
1p ordinary	SWAP	Increasing Short	24,378	1.8079 GBP
1p ordinary	SWAP	Increasing Short	62,177	1.8083 GBP
1p ordinary	SWAP	Increasing Short	49,072	1.8085 GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8092 GBP
1p ordinary	SWAP	Increasing Short	40,173	1.8093 GBP
1p ordinary	SWAP	Increasing Short	1,739	1.8095 GBP
1p ordinary	SWAP	Increasing Short	986,547	1.8109 GBP
1p ordinary	SWAP	Increasing Short	10,336	1.8114 GBP
1p ordinary	SWAP	Increasing Short	96,000	1.8123 GBP
1p ordinary	SWAP	Increasing Short	500,000	1.8176 USD
1p ordinary	CFD	Increasing Short	3,000	1.7801 GBP
1p ordinary	CFD	Increasing Short	40,356	1.8021 GBP
1p ordinary	SWAP	Opening Short	125,000	1.8070 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOFJMFTMTABBMA

Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP - Replace.

Compare our accounts