Halifax – Rns news

Source: Sharecast

RNS Number : 0516N

Barclays PLC

16 June 2025

FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 8692M published at 18:10 on 13/06/2025 changes made to section 2a and 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				ALPHAWAVE IP GROUP PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				ALPHAWAVE IP GROUP PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				11 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED)
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			14,740,536	1.93%	11,052,075	1.45%
(2)	Cash-settled derivatives:
	and/or controlled:			9,192,882	1.20%	14,194,112	1.86%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%

	TOTAL:			23,933,418	3.14%	25,246,187	3.31%
Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			3,200,000	2.13%	0	0.00%
(2)	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%

	TOTAL:			3,200,000	2.13%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		4,995,844		1.8229 GBP	1.7850 GBP
1p ordinary		Sale		1,618,864		1.8160 GBP	1.7495 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Increasing Short		57,500	1.7850 USD
1p ordinary		SWAP		Increasing Short		23,000	1.8229 USD
1p ordinary		SWAP		Increasing Long		115,200	1.7495 GBP
1p ordinary		SWAP		Increasing Long		110	1.7995 GBP
1p ordinary		SWAP		Increasing Long		113	1.8037 GBP
1p ordinary		SWAP		Increasing Long		7,538	1.8039 GBP
1p ordinary		SWAP		Increasing Long		284,194	1.8040 GBP
1p ordinary		SWAP		Increasing Long		39,266	1.8050 GBP
1p ordinary		SWAP		Increasing Long		123,456	1.8060 GBP
1p ordinary		SWAP		Increasing Long		91,300	1.8061 GBP
1p ordinary		SWAP		Increasing Long		16,566	1.8065 GBP
1p ordinary		SWAP		Increasing Long		2,241	1.8068 GBP
1p ordinary		SWAP		Increasing Long		25,927	1.8083 GBP
1p ordinary		SWAP		Increasing Long		250,000	1.8090 GBP
1p ordinary		SWAP		Increasing Long		3,839	1.8100 GBP
1p ordinary		SWAP		Increasing Long		14,937	1.8122 GBP
1p ordinary		SWAP		Increasing Long		15,196	1.8128 GBP
1p ordinary		SWAP		Increasing Long		25,000	1.8156 USD
1p ordinary		SWAP		Opening Short		2,000,000	1.7854 USD
1p ordinary		SWAP		Increasing Short		185,000	1.7907 USD
1p ordinary		SWAP		Increasing Short		37,222	1.7917 GBP
1p ordinary		SWAP		Increasing Short		38,400	1.7952 GBP
1p ordinary		SWAP		Increasing Short		19,200	1.7962 GBP
1p ordinary		SWAP		Increasing Short		15,000	1.7984 USD
1p ordinary		SWAP		Increasing Short		19,200	1.7994 GBP
1p ordinary		SWAP		Increasing Short		38,400	1.8002 GBP
1p ordinary		SWAP		Increasing Short		38,400	1.8003 GBP
1p ordinary		SWAP		Increasing Short		57,600	1.8021 GBP
1p ordinary		SWAP		Increasing Short		45,821	1.8037 GBP
1p ordinary		SWAP		Increasing Short		232,910	1.8040 GBP
1p ordinary		SWAP		Increasing Short		23,691	1.8041 GBP
1p ordinary		SWAP		Increasing Short		429,535	1.8046 GBP
1p ordinary		SWAP		Increasing Short		38,400	1.8048 GBP
1p ordinary		SWAP		Increasing Short		19,200	1.8053 GBP
1p ordinary		SWAP		Increasing Short		140,953	1.8055 GBP
1p ordinary		SWAP		Increasing Short		391,323	1.8059 GBP
1p ordinary		SWAP		Increasing Short		1,071	1.8070 GBP
1p ordinary		SWAP		Increasing Short		198,692	1.8077 GBP
1p ordinary		SWAP		Increasing Short		164,204	1.8078 GBP
1p ordinary		SWAP		Increasing Short		24,378	1.8079 GBP
1p ordinary		SWAP		Increasing Short		62,177	1.8083 GBP
1p ordinary		SWAP		Increasing Short		49,072	1.8085 GBP
1p ordinary		SWAP		Increasing Short		38,400	1.8092 GBP
1p ordinary		SWAP		Increasing Short		40,173	1.8093 GBP
1p ordinary		SWAP		Increasing Short		1,739	1.8095 GBP
1p ordinary		SWAP		Increasing Short		986,547	1.8109 GBP
1p ordinary		SWAP		Increasing Short		10,336	1.8114 GBP
1p ordinary		SWAP		Increasing Short		96,000	1.8123 GBP
1p ordinary		SWAP		Increasing Short		500,000	1.8176 USD
1p ordinary		CFD		Increasing Short		3,000	1.7801 GBP
1p ordinary		CFD		Increasing Short		40,356	1.8021 GBP
1p ordinary		SWAP		Opening Short		125,000	1.8070 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				16 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOPKABDPBKDPAD

Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC Replace.

Compare our accounts