Form 8.5 (EPT/NON-RI) - Qualcomm.


    25 June 2025 23:06:26
  • Source: Sharecast
RNS Number : 3952O
Goldman Sachs & Co. LLC
25 June 2025
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

GOLDMAN SACHS & CO. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED)

(c) Name of the party to the offer with which exempt principal trader is connected:

ALPHAWAVE IP GROUP PLC

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

24 June 2025

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.0001 common

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,766,184.3

0.25

287,683.3

0.02

(2) Cash-settled derivatives:

2,743,213

0.25

280,263

0.02

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

202,330

0.01

670,100

0.06

 

     TOTAL:

5,711,727.3

0.51

1,238,046.3

0.10

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 common

Purchases

465,947

156.2700 USD

154.1500 USD

USD 0.0001 common

Sales

522,867

156.2800 USD

131.4773 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.0001 common

CFD

Increasing a short position

1

155.0497 USD

USD 0.0001 common

CFD

Opening a short position

483

155.2364 USD

USD 0.0001 common

CFD

Increasing a short position

296

155.2376 USD

USD 0.0001 common

CFD

Increasing a short position

211

155.3053 USD

USD 0.0001 common

CFD

Reducing a long position

806

155.3513 USD

USD 0.0001 common

CFD

Reducing a long position

6,733

155.4560 USD

USD 0.0001 common

CFD

Reducing a short position

11

155.5401 USD

USD 0.0001 common

CFD

Reducing a short position

7

155.5401 USD

USD 0.0001 common

CFD

Reducing a short position

3

155.5401 USD

USD 0.0001 common

CFD

Reducing a long position

1,160

155.5414 USD

USD 0.0001 common

CFD

Increasing a short position

100

155.5649 USD

USD 0.0001 common

CFD

Increasing a long position

863

155.5749 USD

USD 0.0001 common

CFD

Reducing a short position

65

155.5819 USD

USD 0.0001 common

CFD

Reducing a short position

107

155.5819 USD

USD 0.0001 common

CFD

Increasing a short position

441

155.5862 USD

USD 0.0001 common

CFD

Increasing a short position

718

155.5862 USD

USD 0.0001 common

CFD

Opening a short position

826

155.5901 USD

USD 0.0001 common

CFD

Increasing a short position

22

155.6532 USD

USD 0.0001 common

CFD

Increasing a long position

163

155.6646 USD

USD 0.0001 common

CFD

Increasing a long position

181

155.6822 USD

USD 0.0001 common

CFD

Reducing a long position

1

155.7000 USD

USD 0.0001 common

CFD

Reducing a short position

391

155.7090 USD

USD 0.0001 common

CFD

Reducing a short position

826

155.7092 USD

USD 0.0001 common

CFD

Opening a short position

4,056

155.7100 USD

USD 0.0001 common

CFD

Opening a long position

21,940

155.7100 USD

USD 0.0001 common

CFD

Reducing a long position

21,940

155.7100 USD

USD 0.0001 common

CFD

Opening a long position

4,056

155.7100 USD

USD 0.0001 common

CFD

Opening a short position

2,510

155.7110 USD

USD 0.0001 common

CFD

Increasing a short position

353

155.7125 USD

USD 0.0001 common

CFD

Opening a short position

2,355

155.7411 USD

USD 0.0001 common

CFD

Increasing a short position

10

155.7600 USD

USD 0.0001 common

CFD

Increasing a short position

22

155.7700 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

USD 0.0001 common

Forward

Exercising

0

N/A

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

25 June 2025

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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