Form 8.5 (EPT/NON-RI) - Qualcomm.


    27 June 2025 11:46:44
  • Source: Sharecast
RNS Number : 7837O
Goldman Sachs & Co. LLC
27 June 2025
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

GOLDMAN SACHS & CO. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED)

(c) Name of the party to the offer with which exempt principal trader is connected:

ALPHAWAVE IP GROUP PLC

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

26 June 2025

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.0001 common

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,690,426.552

0.24

266,345.552

0.02

(2) Cash-settled derivatives:

2,743,587

0.25

326,835

0.03

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

202,270

0.01

669,984

0.06

 

     TOTAL:

5,636,283.552

0.50

1,263,164.552

0.11

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 common

Purchases

427,380

158.4300 USD

155.9200 USD

USD 0.0001 common

Sales

455,292

158.4300 USD

144.5683 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.0001 common

CFD

Opening a short position

22,732

155.9300 USD

USD 0.0001 common

CFD

Reducing a long position

83

156.4919 USD

USD 0.0001 common

CFD

Opening a short position

193

156.5050 USD

USD 0.0001 common

CFD

Increasing a short position

75

157.3267 USD

USD 0.0001 common

CFD

Increasing a short position

120

157.3267 USD

USD 0.0001 common

CFD

Increasing a short position

2,223

157.3340 USD

USD 0.0001 common

CFD

Increasing a short position

3,629

157.3342 USD

USD 0.0001 common

CFD

Reducing a short position

29

157.6400 USD

USD 0.0001 common

CFD

Reducing a short position

29

157.6400 USD

USD 0.0001 common

CFD

Reducing a short position

12

157.6400 USD

USD 0.0001 common

CFD

Opening a long position

130

157.8142 USD

USD 0.0001 common

CFD

Reducing a long position

5,431

157.9207 USD

USD 0.0001 common

CFD

Increasing a short position

37

157.9294 USD

USD 0.0001 common

CFD

Increasing a short position

100

157.9549 USD

USD 0.0001 common

CFD

Reducing a short position

561

158.0079 USD

USD 0.0001 common

CFD

Increasing a long position

120

158.0196 USD

USD 0.0001 common

CFD

Reducing a short position

81

158.0892 USD

USD 0.0001 common

CFD

Reducing a short position

90

158.0892 USD

USD 0.0001 common

CFD

Reducing a short position

33

158.0892 USD

USD 0.0001 common

CFD

Increasing a long position

166

158.1350 USD

USD 0.0001 common

CFD

Reducing a short position

1

158.1353 USD

USD 0.0001 common

CFD

Reducing a short position

1

158.1398 USD

USD 0.0001 common

CFD

Reducing a long position

1,982

158.1581 USD

USD 0.0001 common

CFD

Reducing a short position

1,482

158.1750 USD

USD 0.0001 common

CFD

Increasing a long position

2,837

158.1889 USD

USD 0.0001 common

CFD

Reducing a short position

67

158.1890 USD

USD 0.0001 common

CFD

Reducing a long position

130

158.1908 USD

USD 0.0001 common

CFD

Reducing a long position

453

158.2216 USD

USD 0.0001 common

CFD

Increasing a short position

452

158.2216 USD

USD 0.0001 common

CFD

Increasing a short position

2

158.2347 USD

USD 0.0001 common

CFD

Increasing a long position

10

158.2784 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27 June 2025

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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