Form 8.3 - QUALCOMM INCORPORATED.


    27 June 2025 16:05:04
  • Source: Sharecast

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

QUALCOMM INCORPORATED

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

26 June 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common= ISIN US7475251036

 

 

Interests

Short positions

 

 

 

Number

%

Number

%

 

(1) Relevant securities owned and/or controlled:

13,172

0

172,415

0.02

 

 

(2) Cash-settled derivatives:

7,188.00

0

108,361

0

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

75,900

0.01

47,600

0.01

 

TOTAL:

96,260

0.01

328,376

0.03

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of Relevant Security

Purchase / Sale

Number of securities

Price per unit (USD)

 

 

 

 

USD 0.0001 common

Purchase

100

157.98

USD 0.0001 common

Purchase

100

158.20

USD 0.0001 common

Sale

93

158.19

USD 0.0001 common

Purchase

6

158.12

USD 0.0001 common

Sale

588

157.64

USD 0.0001 common

Purchase

7

158.00

USD 0.0001 common

Purchase

100

158.04

USD 0.0001 common

Purchase

100

158.14

USD 0.0001 common

Sale

100

157.62

USD 0.0001 common

Purchase

100

158.11

USD 0.0001 common

Purchase

100

158.17

USD 0.0001 common

Sale

430

158.03

USD 0.0001 common

Purchase

100

158.23

USD 0.0001 common

Sale

100

158.13

USD 0.0001 common

Purchase

23

158.02

USD 0.0001 common

Purchase

100

158.05

USD 0.0001 common

Purchase

5

158.05

USD 0.0001 common

Sale

46

157.95

USD 0.0001 common

Sale

500

156.50

USD 0.0001 common

Purchase

100

158.10

USD 0.0001 common

Purchase

575

158.09

USD 0.0001 common

Purchase

100

158.19

USD 0.0001 common

Purchase

100

158.13

USD 0.0001 common

Sale

46

157.92

USD 0.0001 common

Purchase

100

158.06

USD 0.0001 common

Sale

45

157.67

USD 0.0001 common

Purchase

100

157.93

USD 0.0001 common

Purchase

100

157.88

USD 0.0001 common

Purchase

100

157.89

USD 0.0001 common

Purchase

100

158.16

USD 0.0001 common

Purchase

33

157.97

USD 0.0001 common

Sale

100

158.23

USD 0.0001 common

Sale

643

158.19

USD 0.0001 common

Sale

1,883

157.63

USD 0.0001 common

Sale

47

158.00

USD 0.0001 common

Purchase

100

157.89

USD 0.0001 common

Sale

100

158.19

USD 0.0001 common

Sale

100

157.52

USD 0.0001 common

Purchase

100

158.04

USD 0.0001 common

Purchase

89

158.11

USD 0.0001 common

Purchase

100

158.18

USD 0.0001 common

Sale

100

157.98

(b) Cash-settled derivative transactions

Class of Relevant Security

Product Description

Nature of dealing

Number of reference securities

Price per unit

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

(USD)

USD 0.0001 common

CFD

Increasing a long position

2,629

158.26

USD 0.0001 common

CFD

Increasing a short position

473

157.53

USD 0.0001 common

CFD

Increasing a long position

2,639

158.15

USD 0.0001 common

CFD

Reducing a long position

244

157.96

USD 0.0001 common

CFD

Increasing a long position

2,633

158.31

USD 0.0001 common

CFD

Increasing a long position

2,602

158.01

USD 0.0001 common

CFD

Increasing a long position

2,628

158.11

USD 0.0001 common

CFD

Reducing a long position

2,602

158.19

USD 0.0001 common

CFD

Increasing a short position

3,026

158.12

USD 0.0001 common

CFD

Reducing a short position

426

158.12

USD 0.0001 common

CFD

Reducing a long position

13,169

158.19

USD 0.0001 common

CFD

Increasing a short position

1,065

157.46

USD 0.0001 common

CFD

Increasing a long position

2,640

157.91

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 June 2025

Contact name:

Aurelie Lauduique

Telephone number*:

+44 20 4536 5452

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

VERITION FUND MANAGEMENT LLC

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

QUALCOMM INCORPORATED

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type, e.g. American, European etc.

Expiry date

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,300

195

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

2,900

175

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

300

185

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

500

180

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

3,000

190

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

6,500

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,900

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

9,000

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

5,800

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

8,800

180

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

3,800

175

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

7,100

185

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

3,600

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

700

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

700

170

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,600

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,100

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,000

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

600

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

600

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

12,800

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,700

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

4,400

130

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

11,900

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,800

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,600

140

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

400

140

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

7,900

140

American

16-Jan-26

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2025

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